Adherence and compliance

How to ensure that you comply with the regulations

What is important to the regulators?

Are the regulations clear and unambiguous?

How do you ensure that there are no delays?

Ensuring documentation meets requirements
You may know how your system works but do others?

The regulators may want documentation covering different facets of the organisation from procedures and processes through system flows to profit for last month.

Ensure that the procedures & processes are set up in case of failure
A player’s system fails; a communication line fails; a server fails; the database fails; the electricity fails; the hosting site fails (it burns down).